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ISO Grading Standards Analysis

May 31, 1996 12:55 PM  
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First Step Leaves Much to Resolve

by Elly Rosen



As a first step towards standardizing diamond grading procedures,

terminology and reporting among the world's laboratories, the

International Organization for Standardization (ISO) has issued a

"Technical Report," TR-11211, entitled "Grading Polished Diamonds -

Terminology and Classification." Although the Gemological Institute

of America (GIA) is listed among the four groups that compiled the

report, few in the American gemological community seem knowledgeable

of this attempt at standardization and even fewer see much of a future

for the ISO standards in the United States.

Initial concerns raised by American diamond dealers and gemologists

are acceptance, policing, enforcement and abuse. Many also seem to be

leaning towards the position that if the GIA standard "ain't broke,

why fix it?" It is therefore important to stress that this release is

merely an offering for international discussion and not even a first

proposal of an actual standard.

The report's 15-page first edition was published on December 15,

1995 and was prepared by ISO Technical Committee (ISO/TC) 174,

Jewellery. The main task of technical committees is to prepare

international standards, but in exceptional circumstances, a technical

committee may propose publication of a Technical Report of one of

three types. ISO/TR-11211 is a Type 1 Report which is published "when

the required support cannot be obtained for the publication of an

International Standard, despite repeated efforts."



Trade Comment Sought



As to input from the trade, the forward of the report states that

"This Technical Report is subject to further consideration and members

of WG 2 and others have already provided relevant proposals. Its

adoption will give members of the industry an opportunity to discuss

and comment . . ."

ISO/TC 174's home base is ISO's member body, the Deitches Institute

fer Normung (DIN) in Berlin and TR-11211 was compiled by:

Confederation Internationale de la Bijouteria, Joaillerie, Orfovrerie,

des Diamants, Perles et Pierres (CIBJO); GIA; International Diamond

Council (IDC) and Scandinavian Diamond Nomenclature (Scan.D.N.).



Will "Standards" Bring Uncontrollable Abuse?



Some laboratories and dealers are concerned that adoption of this

international standard will allow small labs to stamp their grading

reports as having been done in accordance with "ISO International

Standards" with no one to police them and make sure that they have

been. They see this as a possible step backwards from the current

situation in which we have different but definable and verifiable

laboratory standards.

Hertz Hazenfeld, of Hazenfeld-Stein, NYC, who chairs the

gemological committee of New York's Diamond Dealers Club (DDC) felt

that the European diamond community might adopt such a common standard

but that Americans are content with the GIA standard and would stay

with it. He told this writer that, "Each laboratory has always had

defined standards and their reports have had their own level of

acceptability which is determined by the market. There is every

reason to feel that Americans will retain their open market system."

Jerry Eherenwald, President of the International Gemological

Institute (IGI) said that "We have always based our grading on GIA

standards and we will continue to follow GIA's lead."

David Atlas, President of Accredited Gem Appraisers (AGA), in

Philadelphia, lauded the current GIA standard. He said that, "We have

always had a standard that we could verify and check. You might not

always agree with the judge, but at least we've always had an

identifiable 'Supreme Court' we can turn to in case of a grading

dispute or a suspicious report."

As of the writing of this article Thomas Yonelunas, CEO of GIA's

Gem Trade Laboratory (GTL) and NY DDC President Eli Izakoff could not

reached in time to comment on the ISO report.



Gap Remains Between Trade and Lab Practices



TR-11211 is a major effort to standardize current procedures of

laboratories functioning around the world and it does address many

issues that have been long overlooked. It gives comprehensive

coverage to grading issues of concern to laboratories, gemologists and

perhaps, gemological appraisers. But, TR-11211 does little to close

the gap between the traditional grading procedures of the grass-roots

wholesale and retail diamond trading community and those of the gem

labs attempting to serve them.

The biggest gap remains in the difference between clarity grading

with a 10x hand loupe as opposed to a high-magnification binocular

zoom microscope. Most labs study a diamond under the microscope and

then "make the grading call" with a loupe. While this might be a

sincere effort to replicate the way traditional diamond dealers

clarity-grade in the reality of the marketplace, many feel that there

is often a major disparity in the results.

It doesn't take much imagination to see the problem. Although

loupes are in the hands of knowledgeable dealers with trained eyes,

the "visibility" of a pinpoint inclusion is quite different when using

only the loupe from beginning to end. Once the inclusion has been

spotted with the binocular microscope and its built-in dark-field

illumination, it will usually be easier to see with a loupe afterwards

- especially if the grader zoomed the microscope to a higher power

during the initial inspection. This microscope-first and then-the-

loupe procedure doesn't seem to be the true equivalent of a loupe

grade by a knowledgeable diamond dealer.



Loupe vs. Scope Distinction Not Made



The ISO standards do not address clear reporting of this

distinction. In fact they appear to foster old confusions by stating

that clarity grades should be assigned by a "trained observer with

normal eyesight using achromatic and aplanatic 10x magnification . .

." There is no mention of distinctions or of disclosure of grading by

hand loupe versus a microscope.

The report also calls for clarity grading to be performed "under an

artificial source of light . . . (CIE standard illuminant)." While

this might be a step forward in standardizing clarity grading it could

result in a short-term widening of the gap between traditional dealer

grading and that of the labs.



Reconciliation of Clarity Grading Conflicts



The report expands on current U.S. lab clarity nomenclature by

defining VVS as Very Very Slightly Included/Very Very Small

Inclusions. The same option of using the "S" to mean either Slightly

or Small carries over to the VS and SI grades.

As to the complex and confusing issue of eye-visible inclusions,

the report reconciles new and old-world terms but then seems to take

one approach that serves to standardize while at the same time fosters

a current problem of ambiguity.

The U.S. lab "I" grades are to be read as either "Included 1-3" or

"Pique 1-3" (P1-3). This should be welcomed by many, including

myself, who prefer pique- especially for melee.

These "I"/"P" grades are then described by their degree of

prominence under 10x magnification ("prominent" "very prominent"

"extremely prominent"). This is a departure from the way American

gemologists were taught to approach the issue. GIA graduates seem

more used to looking at the I1-3 grades based on the extent of

visibility to the trained naked eye. The report introduces these

grades with the additional statement that "They are also visible,

easily visible to very easily visible face up with the unaided eye and

may affect brilliancy."



Ambiguity Remains for Low Clarities



This inverted approach to the "I1-3" grades might help clarify the

little understood reality that most labs will give "SI" or better

grades to eye visible inclusions, depending on the size and shape of

the diamond. Indeed, the introduction to the "I/P" grades states that

"Under certain circumstances, internal characteristics/inclusions may

also be visible face up to the unaided eye in higher grades."

Unfortunately, the report then stops short of providing any insight

into just how this major area of ambiguity is going to be

standardized.

Tom Tashey, President of the Los Angeles based European Gemological

Laboratory said that, "This difficult area between the SI and I grades

was the reason for our establishing an SI3 grade. The selling and

buying communities welcome opportunities to reduce ambiguity in

diamond grading."

Combined Grades are allowed under the report. VVS, VS and SI

without the two-step numeric breakdown may be used for diamonds under

0.47 cts.



Some Other Issues

* Color Grading - The Report reconciles GIA, CIBJO/IDC and

Scan.D.N. grades by calling for the use of the GIA letter grading

protocol, along with descriptive phrases in English, German, French

and Italian and even includes a conversion chart for the Scan.D.N.

"River" through "Cape" descriptions.

Color Grading Variables:

- "Descriptions indicating the presence of brown or grey may be

included for Grades I and below."

- "Combined letter grades including and below M . . . may be

used as well as a two grade letter range above M."

- "For diamonds weighing under 0.47 ct. the combined grades

of D and E "exceptional white", F and G "rare white" may be

used."



Color Vision - This long overdue and critical subject is

scarcely and poorly addressed with, "The determination is

carried out by a trained observer with normal eyesight and color

discrimination . . ." Hopefully, any International Standard

that might be adopted would be clearer on standards for "normal

eyesight" and "color discrimination" as well as for "color

vision."



[More comprehensive treatment on issues related to diamond

clarity and color grading can be found in two prior articles by

Elly Rosen: "The Plain Truth About Diamond Grading," RDR,

November 4, 1994 and "Color Grading Has Shades of Gray," RDR,

December 2, 1994.]



* Proportion grades - The report does not provide for

specific numerical parameters for the grading of the quality

of diamond cut. It does provide for descriptive elements

of cut. "Average" measurements and/or percentages are called

for when describing: girdle diameter; crown height; pavilion

depth; culet size; total depth height and even for the table

size. Girdle thickness is to be described by noting the

minimum-maximum or the average in terms of a percentage or with

standard descriptive terms of "extremely thin, knife edge" to

"extremely thick".



* Synthetic and treated diamonds as addressed in the report

-

- Synthetic diamonds must be clearly referred

to as "synthetic diamond."

- "All diamonds which man has drilled with a

laser should be referred to as "clarity grade influenced by

laser drilling treatment."

- "Any other treated diamonds, including those

which have been coated or filled by man, cannot be graded."

- "Those stones that owe their color to

artificially produced irradiation or any other form of

treatment should only be described by their color hue, for

example "yellow treated color". The term "fancy" should not be

used."

- Assembled stones "must be clearly identified and shall

not be graded."

[More on the subject of grading and appraising treated diamonds

can be found in a prior article on the subject by Elly

Rosen entitled "Appraising the Yehuda Controversy," RDR, February

3, 1995.]



The ISO "is a worldwide federation of national standards

bodies (ISO member bodies). The work of preparing International

Standards is normally carried out through ISO technical

committees. Each member body interested in a subject for

which a technical committee has been established has the right

to be represented on that committee. International

organizations, governmental and nongovernmental, in liaison

with ISO, also take part in the work. ISO collaborates

closely with the International Electrotechnical Commission

(IEC) on all matters of electrotechnical standardization."

Efforts to standardize terminology and classification of

polished diamonds is conducted within ISO/TC 174's Work Group

(WG) 2 which was set up to clarify questions on specific aspects

of polished diamonds. At this point the WG 2's work has

been submitted to the technical committee for consideration with

full agreement on some aspects not yet achieved. According

to the report's forward, "In particular, agreement is needed on

the question of proportion, and further work is required for

test methods and concerning the color of fancy colored

diamonds."



Elly Rosen is a freelance gemological appraisal principles

consultant in Brooklyn, N. Y. His new Appraisal

Information Services (AIS) offers subscriptions to appraisers

for: appraisal consulting; the Monthly Appraisal Reporter

(appraisal principles newsletter) and gemological appraisal

supplement; appraisal report "boiler-plate" and formats for

various types of appraisals as well as an audio tape lecture

series on appraisal issues and a glossary of professional

appraisal terminology. Mr. Rosen was one of the principle

developers and instructors of the Certified Appraiser of

Personal Property program (CAPP) from 1982 to 1993 and has

written new and advanced appraisal courses for the new appraisal

program of the American Gem Society's Jewelers Education

Foundation (AGSJEF). He is also a member of the JVC's ATF and

was one of the principal developers of the new JVC Guidelines.

AUTHOR'S NOTE: As an adjunct to this article, Mr. Rosen has

agreed to accept telephone questions on the subject, within

reason, from RDR subscribers. He can be reached at (718) 692-

1975. Mr. Rosen is also available to answer questions in the

RapNet "Appraisals" conference and via RapNet e-mail to his

RapNet user id EROSEN or via InterNet EMail to

erosen@rapnet.diamonds.com.

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